14.2. The InnoDB Storage Engine

14.2.1. InnoDB Overview

InnoDB provides MySQL with a transaction-safe (ACID compliant) storage engine that has commit, rollback, and crash recovery capabilities. InnoDB does locking on the row level and also provides an Oracle-style consistent non-locking read in SELECT statements. These features increase multi-user concurrency and performance. There is no need for lock escalation in InnoDB because row-level locks fit in very little space. InnoDB also supports FOREIGN KEY constraints. You can freely mix InnoDB tables with tables from other MySQL storage engines, even within the same statement.

InnoDB has been designed for maximum performance when processing large data volumes. Its CPU efficiency is probably not matched by any other disk-based relational database engine.

Fully integrated with MySQL Server, the InnoDB storage engine maintains its own buffer pool for caching data and indexes in main memory. InnoDB stores its tables and indexes in a tablespace, which may consist of several files (or raw disk partitions). This is different from, for example, MyISAM tables where each table is stored using separate files. InnoDB tables can be of any size even on operating systems where file size is limited to 2GB.

InnoDB is included in binary distributions by default. The Windows Essentials installer makes InnoDB the MySQL default storage engine on Windows.

InnoDB is used in production at numerous large database sites requiring high performance. The famous Internet news site Slashdot.org runs on InnoDB. Mytrix, Inc. stores over 1TB of data in InnoDB, and another site handles an average load of 800 inserts/updates per second in InnoDB.

InnoDB is published under the same GNU GPL License Version 2 (of June 1991) as MySQL. For more information on MySQL licensing, see http://www.mysql.com/company/legal/licensing/.

Additional resources

14.2.2. InnoDB Contact Information

Contact information for Innobase Oy, producer of the InnoDB engine:

Web site: http://www.innodb.com/
Email: 
Phone: +358-9-6969 3250 (office)
       +358-40-5617367 (mobile)

Innobase Oy Inc.
World Trade Center Helsinki
Aleksanterinkatu 17
P.O.Box 800
00101 Helsinki
Finland

14.2.3. InnoDB Configuration

The InnoDB storage engine is enabled by default. If you don't want to use InnoDB tables, you can add the skip-innodb option to your MySQL option file.

Note: InnoDB provides MySQL with a transaction-safe (ACID compliant) storage engine that has commit, rollback, and crash recovery capabilities. However, it cannot do so if the underlying operating system or hardware does not work as advertised. Many operating systems or disk subsystems may delay or reorder write operations to improve performance. On some operating systems, the very system call that should wait until all unwritten data for a file has been flushed — fsync() — might actually return before the data has been flushed to stable storage. Because of this, an operating system crash or a power outage may destroy recently committed data, or in the worst case, even corrupt the database because of write operations having been reordered. If data integrity is important to you, you should perform some “pull-the-plug” tests before using anything in production. On Mac OS X 10.3 and up, InnoDB uses a special fcntl() file flush method. Under Linux, it is advisable to disable the write-back cache.

On ATAPI hard disks, a command such hdparm -W0 /dev/hda may work to disable the write-back cache. Beware that some drives or disk controllers may be unable to disable the write-back cache.

Two important disk-based resources managed by the InnoDB storage engine are its tablespace data files and its log files.

Note: If you specify no InnoDB configuration options, MySQL creates an auto-extending 10MB data file named ibdata1 and two 5MB log files named ib_logfile0 and ib_logfile1 in the MySQL data directory. To get good performance, you should explicitly provide InnoDB parameters as discussed in the following examples. Naturally, you should edit the settings to suit your hardware and requirements.

The examples shown here are representative. See Section 14.2.4, “InnoDB Startup Options and System Variables” for additional information about InnoDB-related configuration parameters.

To set up the InnoDB tablespace files, use the innodb_data_file_path option in the [mysqld] section of the my.cnf option file. On Windows, you can use my.ini instead. The value of innodb_data_file_path should be a list of one or more data file specifications. If you name more than one data file, separate them by semicolon (‘;’) characters:

innodb_data_file_path=datafile_spec1[;datafile_spec2]...

For example, a setting that explicitly creates a tablespace having the same characteristics as the default is as follows:

[mysqld]
innodb_data_file_path=ibdata1:10M:autoextend

This setting configures a single 10MB data file named ibdata1 that is auto-extending. No location for the file is given, so by default, InnoDB creates it in the MySQL data directory.

Sizes are specified using M or G suffix letters to indicate units of MB or GB.

A tablespace containing a fixed-size 50MB data file named ibdata1 and a 50MB auto-extending file named ibdata2 in the data directory can be configured like this:

[mysqld]
innodb_data_file_path=ibdata1:50M;ibdata2:50M:autoextend

The full syntax for a data file specification includes the filename, its size, and several optional attributes:

file_name:file_size[:autoextend[:max:max_file_size]]

The autoextend attribute and those following can be used only for the last data file in the innodb_data_file_path line.

If you specify the autoextend option for the last data file, InnoDB extends the data file if it runs out of free space in the tablespace. The increment is 8MB at a time by default. It can be modified by changing the innodb_autoextend_increment system variable.

If the disk becomes full, you might want to add another data file on another disk. Instructions for reconfiguring an existing tablespace are given in Section 14.2.7, “Adding and Removing InnoDB Data and Log Files”.

InnoDB is not aware of the filesystem maximum file size, so be cautious on filesystems where the maximum file size is a small value such as 2GB. To specify a maximum size for an auto-extending data file, use the max attribute. The following configuration allows ibdata1 to grow up to a limit of 500MB:

[mysqld]
innodb_data_file_path=ibdata1:10M:autoextend:max:500M

InnoDB creates tablespace files in the MySQL data directory by default. To specify a location explicitly, use the innodb_data_home_dir option. For example, to use two files named ibdata1 and ibdata2 but create them in the /ibdata directory, configure InnoDB like this:

[mysqld]
innodb_data_home_dir = /ibdata
innodb_data_file_path=ibdata1:50M;ibdata2:50M:autoextend

Note: InnoDB does not create directories, so make sure that the /ibdata directory exists before you start the server. This is also true of any log file directories that you configure. Use the Unix or DOS mkdir command to create any necessary directories.

InnoDB forms the directory path for each data file by textually concatenating the value of innodb_data_home_dir to the data file name, adding a pathname separator (slash or backslash) between values if necessary. If the innodb_data_home_dir option is not mentioned in my.cnf at all, the default value is the “dot” directory ./, which means the MySQL data directory. (The MySQL server changes its current working directory to its data directory when it begins executing.)

If you specify innodb_data_home_dir as an empty string, you can specify absolute paths for the data files listed in the innodb_data_file_path value. The following example is equivalent to the preceding one:

[mysqld]
innodb_data_home_dir =
innodb_data_file_path=/ibdata/ibdata1:50M;/ibdata/ibdata2:50M:autoextend

A simple my.cnf example. Suppose that you have a computer with 128MB RAM and one hard disk. The following example shows possible configuration parameters in my.cnf or my.ini for InnoDB, including the autoextend attribute. The example suits most users, both on Unix and Windows, who do not want to distribute InnoDB data files and log files onto several disks. It creates an auto-extending data file ibdata1 and two InnoDB log files ib_logfile0 and ib_logfile1 in the MySQL data directory. Also, the small archived InnoDB log file ib_arch_log_0000000000 that InnoDB creates automatically ends up in the data directory.

[mysqld]
# You can write your other MySQL server options here
# ...
# Data files must be able to hold your data and indexes.
# Make sure that you have enough free disk space.
innodb_data_file_path = ibdata1:10M:autoextend
#
# Set buffer pool size to 50-80% of your computer's memory
innodb_buffer_pool_size=70M
innodb_additional_mem_pool_size=10M
#
# Set the log file size to about 25% of the buffer pool size
innodb_log_file_size=20M
innodb_log_buffer_size=8M
#
innodb_flush_log_at_trx_commit=1

Make sure that the MySQL server has the proper access rights to create files in the data directory. More generally, the server must have access rights in any directory where it needs to create data files or log files.

Note that data files must be less than 2GB in some filesystems. The combined size of the log files must be less than 4GB. The combined size of data files must be at least 10MB.

When you create an InnoDB tablespace for the first time, it is best that you start the MySQL server from the command prompt. InnoDB then prints the information about the database creation to the screen, so you can see what is happening. For example, on Windows, if mysqld is located in C:\Program Files\MySQL\MySQL Server 5.0\bin, you can start it like this:

C:\> "C:\Program Files\MySQL\MySQL Server 5.0\bin\mysqld" --console

If you do not send server output to the screen, check the server's error log to see what InnoDB prints during the startup process.

See Section 14.2.5, “Creating the InnoDB Tablespace”, for an example of what the information displayed by InnoDB should look like.

You can place InnoDB options in the [mysqld] group of any option file that your server reads when it starts. The locations for option files are described in Section 4.3.2, “Using Option Files”.

If you installed MySQL on Windows using the installation and configuration wizards, the option file will be the my.ini file located in your MySQL installation directory. See Section 2.3.4.14, “The Location of the my.ini File”.

If your PC uses a boot loader where the C: drive is not the boot drive, your only option is to use the my.ini file in your Windows directory (typically C:\WINDOWS or C:\WINNT). You can use the SET command at the command prompt in a console window to print the value of WINDIR:

C:\> SET WINDIR
windir=C:\WINDOWS

If you want to make sure that mysqld reads options only from a specific file, you can use the --defaults-file option as the first option on the command line when starting the server:

mysqld --defaults-file=your_path_to_my_cnf

An advanced my.cnf example. Suppose that you have a Linux computer with 2GB RAM and three 60GB hard disks at directory paths /, /dr2 and /dr3. The following example shows possible configuration parameters in my.cnf for InnoDB.

[mysqld]
# You can write your other MySQL server options here
# ...
innodb_data_home_dir =
#
# Data files must be able to hold your data and indexes
innodb_data_file_path = /ibdata/ibdata1:2000M;/dr2/ibdata/ibdata2:2000M:autoextend
#
# Set buffer pool size to 50-80% of your computer's memory,
# but make sure on Linux x86 total memory usage is < 2GB
innodb_buffer_pool_size=1G
innodb_additional_mem_pool_size=20M
innodb_log_group_home_dir = /dr3/iblogs
#
innodb_log_files_in_group = 2
#
# Set the log file size to about 25% of the buffer pool size
innodb_log_file_size=250M
innodb_log_buffer_size=8M
#
innodb_flush_log_at_trx_commit=1
innodb_lock_wait_timeout=50
#
# Uncomment the next lines if you want to use them
#innodb_thread_concurrency=5

In some cases, database performance improves the if all data is not placed on the same physical disk. Putting log files on a different disk from data is very often beneficial for performance. The example illustrates how to do this. It places the two data files on different disks and places the log files on the third disk. InnoDB fills the tablespace beginning with the first data file. You can also use raw disk partitions (raw devices) as InnoDB data files, which may speed up I/O. See Section 14.2.3.2, “Using Raw Devices for the Shared Tablespace”.

Warning: On 32-bit GNU/Linux x86, you must be careful not to set memory usage too high. glibc may allow the process heap to grow over thread stacks, which crashes your server. It is a risk if the value of the following expression is close to or exceeds 2GB:

innodb_buffer_pool_size
+ key_buffer_size
+ max_connections*(sort_buffer_size+read_buffer_size+binlog_cache_size)
+ max_connections*2MB

Each thread uses a stack (often 2MB, but only 256KB in MySQL AB binaries) and in the worst case also uses sort_buffer_size + read_buffer_size additional memory.

By compiling MySQL yourself, you can use up to 64GB of physical memory in 32-bit Windows. See the description for innodb_buffer_pool_awe_mem_mb in Section 14.2.4, “InnoDB Startup Options and System Variables”.

How to tune other mysqld server parameters? The following values are typical and suit most users:

[mysqld]
skip-external-locking
max_connections=200
read_buffer_size=1M
sort_buffer_size=1M
#
# Set key_buffer to 5 - 50% of your RAM depending on how much
# you use MyISAM tables, but keep key_buffer_size + InnoDB
# buffer pool size < 80% of your RAM
key_buffer_size=value

14.2.3.1. Using Per-Table Tablespaces

You can store each InnoDB table and its indexes in its own file. This feature is called “multiple tablespaces” because in effect each table has its own tablespace.

Using multiple tablespaces can be beneficial to users who want to move specific tables to separate physical disks or who wish to restore backups of single tables quickly without interrupting the use of the remaining InnoDB tables.

You can enable multiple tablespaces by adding this line to the [mysqld] section of my.cnf:

[mysqld]
innodb_file_per_table

After restarting the server, InnoDB stores each newly created table into its own file tbl_name.ibd in the database directory where the table belongs. This is similar to what the MyISAM storage engine does, but MyISAM divides the table into a data file tbl_name.MYD and the index file tbl_name.MYI. For InnoDB, the data and the indexes are stored together in the .ibd file. The tbl_name.frm file is still created as usual.

If you remove the innodb_file_per_table line from my.cnf and restart the server, InnoDB creates tables inside the shared tablespace files again.

innodb_file_per_table affects only table creation, not access to existing tables. If you start the server with this option, new tables are created using .ibd files, but you can still access tables that exist in the shared tablespace. If you remove the option and restart the server, new tables are created in the shared tablespace, but you can still access any tables that were created using multiple tablespaces.

Note: InnoDB always needs the shared tablespace because it puts its internal data dictionary and undo logs there. The .ibd files are not sufficient for InnoDB to operate.

Note: You cannot freely move .ibd files between database directories as you can with MyISAM table files. This is because the table definition that is stored in the InnoDB shared tablespace includes the database name, and because InnoDB must preserve the consistency of transaction IDs and log sequence numbers.

To move an .ibd file and the associated table from one database to another, use a RENAME TABLE statement:

RENAME TABLE db1.tbl_name TO db2.tbl_name;

If you have a “clean” backup of an .ibd file, you can restore it to the MySQL installation from which it originated as follows:

  1. Issue this ALTER TABLE statement:

    ALTER TABLE tbl_name DISCARD TABLESPACE;
    

    Caution: This statement deletes the current .ibd file.

  2. Put the backup .ibd file back in the proper database directory.

  3. Issue this ALTER TABLE statement:

    ALTER TABLE tbl_name IMPORT TABLESPACE;
    

In this context, a “clean.ibd file backup means:

  • There are no uncommitted modifications by transactions in the .ibd file.

  • There are no unmerged insert buffer entries in the .ibd file.

  • Purge has removed all delete-marked index records from the .ibd file.

  • mysqld has flushed all modified pages of the .ibd file from the buffer pool to the file.

You can make a clean backup .ibd file using the following method:

  1. Stop all activity from the mysqld server and commit all transactions.

  2. Wait until SHOW ENGINE INNODB STATUS shows that there are no active transactions in the database, and the main thread status of InnoDB is Waiting for server activity. Then you can make a copy of the .ibd file.

Another method for making a clean copy of an .ibd file is to use the commercial InnoDB Hot Backup tool:

  1. Use InnoDB Hot Backup to back up the InnoDB installation.

  2. Start a second mysqld server on the backup and let it clean up the .ibd files in the backup.

14.2.3.2. Using Raw Devices for the Shared Tablespace

You can use raw disk partitions as data files in the shared tablespace. By using a raw disk, you can perform non-buffered I/O on Windows and on some Unix systems without filesystem overhead, which may improve performance.

When you create a new data file, you must put the keyword newraw immediately after the data file size in innodb_data_file_path. The partition must be at least as large as the size that you specify. Note that 1MB in InnoDB is 1024 × 1024 bytes, whereas 1MB in disk specifications usually means 1,000,000 bytes.

[mysqld]
innodb_data_home_dir=
innodb_data_file_path=/dev/hdd1:3Gnewraw;/dev/hdd2:2Gnewraw

The next time you start the server, InnoDB notices the newraw keyword and initializes the new partition. However, do not create or change any InnoDB tables yet. Otherwise, when you next restart the server, InnoDB reinitializes the partition and your changes are lost. (As a safety measure InnoDB prevents users from modifying data when any partition with newraw is specified.)

After InnoDB has initialized the new partition, stop the server, change newraw in the data file specification to raw:

[mysqld]
innodb_data_home_dir=
innodb_data_file_path=/dev/hdd1:5Graw;/dev/hdd2:2Graw

Then restart the server and InnoDB allows changes to be made.

On Windows, you can allocate a disk partition as a data file like this:

[mysqld]
innodb_data_home_dir=
innodb_data_file_path=//./D::10Gnewraw

The //./ corresponds to the Windows syntax of \\.\ for accessing physical drives.

When you use raw disk partitions, be sure that they have permissions that allow read and write access by the account used for running the MySQL server.

14.2.4. InnoDB Startup Options and System Variables

This section describes the InnoDB-related command options and system variables. System variables that are true or false can be enabled at server startup by naming them, or disabled by using a skip- prefix. For example, to enable or disable InnoDB checksums, you can use --innodb_checksums or --skip-innodb_checksums on the command line, or innodb_checksums or skip-innodb_checksums in an option file. System variables that take a numeric value can be specified as --var_name=value on the command line or as var_name=value in option files. For more information on specifying options and system variables, see Section 4.3, “Specifying Program Options”. Many of the system variables can be changed at runtime (see Section 5.2.3.2, “Dynamic System Variables”).

InnoDB command options:

  • --innodb

    Enables the InnoDB storage engine, if the server was compiled with InnoDB support. Use --skip-innodb to disable InnoDB.

  • --innodb_status_file

    Causes InnoDB to create a file named <datadir>/innodb_status.<pid> in the MySQL data directory. InnoDB periodically writes the output of SHOW ENGINE INNODB STATUS to this file.

InnoDB system variables:

  • innodb_additional_mem_pool_size

    The size in bytes of a memory pool InnoDB uses to store data dictionary information and other internal data structures. The more tables you have in your application, the more memory you need to allocate here. If InnoDB runs out of memory in this pool, it starts to allocate memory from the operating system and writes warning messages to the MySQL error log. The default value is 1MB.

  • innodb_autoextend_increment

    The increment size (in MB) for extending the size of an auto-extending tablespace when it becomes full. The default value is 8.

  • innodb_buffer_pool_awe_mem_mb

    The size of the buffer pool (in MB), if it is placed in the AWE memory. This is relevant only in 32-bit Windows. If your 32-bit Windows operating system supports more than 4GB memory, using so-called “Address Windowing Extensions,” you can allocate the InnoDB buffer pool into the AWE physical memory using this variable. The maximum possible value for this variable is 63000. If it is greater than 0, innodb_buffer_pool_size is the window in the 32-bit address space of mysqld where InnoDB maps that AWE memory. A good value for innodb_buffer_pool_size is 500MB.

    To take advantage of AWE memory, you will need to recompile MySQL yourself. The current project settings needed for doing this can be found in the innobase/os/os0proj.c source file.

  • innodb_buffer_pool_size

    The size in bytes of the memory buffer InnoDB uses to cache data and indexes of its tables. The larger you set this value, the less disk I/O is needed to access data in tables. On a dedicated database server, you may set this to up to 80% of the machine physical memory size. However, do not set it too large because competition for physical memory might cause paging in the operating system.

  • innodb_checksums

    InnoDB can use checksum validation on all pages read from the disk to ensure extra fault tolerance against broken hardware or data files. This validation is enabled by default. However, under some rare circumstances (such as when running benchmarks) this extra safety feature is unneeded and can be disabled with --skip-innodb_checksums. This variable was added in MySQL 5.0.3.

  • innodb_commit_concurrency

    The number of threads that can commit at the same time. A value of 0 disables concurrency control. This variable was added in MySQL 5.0.12.

  • innodb_concurrency_tickets

    The number of threads that can enter InnoDB concurrently is determined by the innodb_thread_concurrency variable. A thread is placed in a queue when it tries to enter InnoDB if the number of threads has already reached the concurrency limit. When a thread is allowed to enter InnoDB, it is given a number of “free tickets” equal to the value of innodb_concurrency_tickets, and the thread can enter and leave InnoDB freely until it has used up its tickets. After that point, the thread again becomes subject to the concurrency check (and possible queuing) the next time it tries to enter InnoDB. This variable was added in MySQL 5.0.3.

  • innodb_data_file_path

    The paths to individual data files and their sizes. The full directory path to each data file is formed by concatenating innodb_data_home_dir to each path specified here. The file sizes are specified in MB or GB (1024MB) by appending M or G to the size value. The sum of the sizes of the files must be at least 10MB. If you do not specify innodb_data_file_path, the default behavior is to create a single 10MB auto-extending data file named ibdata1. The size limit of individual files is determined by your operating system. You can set the file size to more than 4GB on those operating systems that support big files. You can also use raw disk partitions as data files. See Section 14.2.3.2, “Using Raw Devices for the Shared Tablespace”.

  • innodb_data_home_dir

    The common part of the directory path for all InnoDB data files. If you do not set this value, the default is the MySQL data directory. You can specify the value as an empty string, in which case you can use absolute file paths in innodb_data_file_path.

  • innodb_doublewrite

    By default, InnoDB stores all data twice, first to the doublewrite buffer, and then to the actual data files. This variable is enabled by default. It can be turned off with --skip-innodb_doublewrite for benchmarks or cases when top performance is needed rather than concern for data integrity or possible failures. This variable was added in MySQL 5.0.3.

  • innodb_fast_shutdown

    If you set this variable to 0, InnoDB does a full purge and an insert buffer merge before a shutdown. These operations can take minutes, or even hours in extreme cases. If you set this variable to 1, InnoDB skips these operations at shutdown. The default value is 1. If you set it to 2, InnoDB will just flush its logs and then shut down cold, as if MySQL had crashed; no committed transaction will be lost, but crash recovery will be done at the next startup. The value of 2 can be used as of MySQL 5.0.5, except that it cannot be used on NetWare.

  • innodb_file_io_threads

    The number of file I/O threads in InnoDB. Normally, this should be left at the default value of 4, but disk I/O on Windows may benefit from a larger number. On Unix, increasing the number has no effect; InnoDB always uses the default value.

  • innodb_file_per_table

    If this variable is enabled, InnoDB creates each new table using its own .ibd file for storing data and indexes, rather than in the shared tablespace. The default is to create tables in the shared tablespace. See Section 14.2.3.1, “Using Per-Table Tablespaces”.

  • innodb_flush_log_at_trx_commit

    When innodb_flush_log_at_trx_commit is set to 0, the log buffer is written out to the log file once per second and the flush to disk operation is performed on the log file, but nothing is done at a transaction commit. When this value is 1 (the default), the log buffer is written out to the log file at each transaction commit and the flush to disk operation is performed on the log file. When set to 2, the log buffer is written out to the file at each commit, but the flush to disk operation is not performed on it. However, the flushing on the log file takes place once per second also when the value is 2. Note that the once-per-second flushing is not 100% guaranteed to happen every second, due to process scheduling issues.

    The default value of this variable is 1, which is the value that is required for ACID compliance. You can achieve better performance by setting the value different from 1, but then you can lose at most one second worth of transactions in a crash. If you set the value to 0, then any mysqld process crash can erase the last second of transactions. If you set the value to 2, then only an operating system crash or a power outage can erase the last second of transactions. However, InnoDB's crash recovery is not affected and thus crash recovery does work regardless of the value. Note that many operating systems and some disk hardware fool the flush-to-disk operation. They may tell mysqld that the flush has taken place, even though it has not. Then the durability of transactions is not guaranteed even with the setting 1, and in the worst case a power outage can even corrupt the InnoDB database. Using a battery-backed disk cache in the SCSI disk controller or in the disk itself speeds up file flushes, and makes the operation safer. You can also try using the Unix command hdparm to disable the caching of disk writes in hardware caches, or use some other command specific to the hardware vendor.

  • innodb_flush_method

    If set to fdatasync (the default), InnoDB uses fsync() to flush both the data and log files. If set to O_DSYNC, InnoDB uses O_SYNC to open and flush the log files, but uses fsync() to flush the data files. If O_DIRECT is specified (available on some GNU/Linux versions), InnoDB uses O_DIRECT to open the data files, and uses fsync() to flush both the data and log files. Note that InnoDB uses fsync() instead of fdatasync(), and it does not use O_DSYNC by default because there have been problems with it on many varieties of Unix. This variable is relevant only for Unix. On Windows, the flush method is always async_unbuffered and cannot be changed.

  • innodb_force_recovery

    The crash recovery mode. Warning: This variable should be set greater than 0 only in an emergency situation when you want to dump your tables from a corrupt database! Possible values are from 1 to 6. The meanings of these values are described in Section 14.2.8.1, “Forcing InnoDB Recovery”. As a safety measure, InnoDB prevents any changes to its data when this variable is greater than 0.

  • innodb_lock_wait_timeout

    The timeout in seconds an InnoDB transaction may wait for a lock before being rolled back. InnoDB automatically detects transaction deadlocks in its own lock table and rolls back the transaction. InnoDB notices locks set using the LOCK TABLES statement. The default is 50 seconds.

    Note: For the greatest possible durability and consistency in a replication setup using InnoDB with transactions, you should use innodb_flush_log_at_trx_commit=1, sync_binlog=1, and, before MySQL 5.0.3, innodb_safe_binlog in your master server my.cnf file. (innodb_safe_binlog is not needed from 5.0.3 on.)

  • innodb_locks_unsafe_for_binlog

    This variable controls next-key locking in InnoDB searches and index scans. By default, this variable is 0 (disabled), which means that next-key locking is enabled.

    Normally, InnoDB uses an algorithm called next-key locking. InnoDB performs row-level locking in such a way that when it searches or scans a table index, it sets shared or exclusive locks on any index records it encounters. Thus, the row-level locks are actually index record locks. The locks that InnoDB sets on index records also affect the “gap” preceding that index record. If a user has a shared or exclusive lock on record R in an index, another user cannot insert a new index record immediately before R in the order of the index. Enabling this variable causes InnoDB not to use next-key locking in searches or index scans. Next-key locking is still used to ensure foreign key constraints and duplicate key checking. Note that enabling this variable may cause phantom problems: Suppose that you want to read and lock all children from the child table with an identifier value larger than 100, with the intention of updating some column in the selected rows later:

    SELECT * FROM child WHERE id > 100 FOR UPDATE;
    

    Suppose that there is an index on the id column. The query scans that index starting from the first record where id is greater than 100. If the locks set on the index records do not lock out inserts made in the gaps, another client can insert a new row into the table. If you execute the same SELECT within the same transaction, you see a new row in the result set returned by the query. This also means that if new items are added to the database, InnoDB does not guarantee serializability. Therefore, if this variable is enabled InnoDB guarantees at most isolation level READ COMMITTED. (Conflict serializability is still guaranteed.)

    Starting from MySQL 5.0.2, this option is even more unsafe. InnoDB in an UPDATE or a DELETE only locks rows that it updates or deletes. This greatly reduces the probability of deadlocks, but they can happen. Note that enabling this variable still does not allow operations such as UPDATE to overtake other similar operations (such as another UPDATE) even in the case when they affect different rows. Consider the following example, beginning with this table:

    CREATE TABLE A(A INT NOT NULL, B INT) ENGINE = InnoDB;
    INSERT INTO A VALUES (1,2),(2,3),(3,2),(4,3),(5,2);
    COMMIT;
    

    Suppose that one client executes these statements:

    SET AUTOCOMMIT = 0;
    UPDATE A SET B = 5 WHERE B = 3;
    

    Then suppose that another client executes these statements following those of the first client:

    SET AUTOCOMMIT = 0;
    UPDATE A SET B = 4 WHERE B = 2;
    

    In this case, the second UPDATE must wait for a commit or rollback of the first UPDATE. The first UPDATE has an exclusive lock on row (2,3), and the second UPDATE while scanning rows also tries to acquire an exclusive lock for the same row, which it cannot have. This is because UPDATE two first acquires an exclusive lock on a row and then determines whether the row belongs to the result set. If not, it releases the unnecessary lock, when the innodb_locks_unsafe_for_binlog variable is enabled.

    Therefore, InnoDB executes UPDATE one as follows:

    x-lock(1,2)
    unlock(1,2)
    x-lock(2,3)
    update(2,3) to (2,5)
    x-lock(3,2)
    unlock(3,2)
    x-lock(4,3)
    update(4,3) to (4,5)
    x-lock(5,2)
    unlock(5,2)
    

    InnoDB executes UPDATE two as follows:

    x-lock(1,2)
    update(1,2) to (1,4)
    x-lock(2,3) - wait for query one to commit or rollback
    
  • innodb_log_arch_dir

    The directory where fully written log files would be archived if we used log archiving. If used, the value of this variable should be set the same as innodb_log_group_home_dir. However, it is not required.

  • innodb_log_archive

    Whether to log InnoDB archive files. This variable is present for historical reasons, but is unused. Recovery from a backup is done by MySQL using its own log files, so there is no need to archive InnoDB log files. The default for this variable is 0.

  • innodb_log_buffer_size

    The size in bytes of the buffer that InnoDB uses to write to the log files on disk. Sensible values range from 1MB to 8MB. The default is 1MB. A large log buffer allows large transactions to run without a need to write the log to disk before the transactions commit. Thus, if you have big transactions, making the log buffer larger saves disk I/O.

  • innodb_log_file_size

    The size in bytes of each log file in a log group. The combined size of log files must be less than 4GB on 32-bit computers. The default is 5MB. Sensible values range from 1MB to 1/N-th of the size of the buffer pool, where N is the number of log files in the group. The larger the value, the less checkpoint flush activity is needed in the buffer pool, saving disk I/O. But larger log files also mean that recovery is slower in case of a crash.

  • innodb_log_files_in_group

    The number of log files in the log group. InnoDB writes to the files in a circular fashion. The default (and recommended) is 2.

  • innodb_log_group_home_dir

    The directory path to the InnoDB log files. It must have the same value as innodb_log_arch_dir. If you do not specify any InnoDB log variables, the default is to create two 5MB files names ib_logfile0 and ib_logfile1 in the MySQL data directory.

  • innodb_max_dirty_pages_pct

    This is an integer in the range from 0 to 100. The default is 90. The main thread in InnoDB tries to write pages from the buffer pool so that the percentage of dirty (not yet written) pages will not exceed this value.

  • innodb_max_purge_lag

    This variable controls how to delay INSERT, UPDATE and DELETE operations when the purge operations are lagging (see Section 14.2.12, “Implementation of Multi-Versioning”). The default value of this variable is 0, meaning that there are no delays.

    The InnoDB transaction system maintains a list of transactions that have delete-marked index records by UPDATE or DELETE operations. Let the length of this list be purge_lag. When purge_lag exceeds innodb_max_purge_lag, each INSERT, UPDATE and DELETE operation is delayed by ((purge_lag/innodb_max_purge_lag)×10)–5 milliseconds. The delay is computed in the beginning of a purge batch, every ten seconds. The operations are not delayed if purge cannot run because of an old consistent read view that could see the rows to be purged.

    A typical setting for a problematic workload might be 1 million, assuming that our transactions are small, only 100 bytes in size, and we can allow 100MB of unpurged rows in our tables.

  • innodb_mirrored_log_groups

    The number of identical copies of log groups to keep for the database. Currently, this should be set to 1.

  • innodb_open_files

    This variable is relevant only if you use multiple tablespaces in InnoDB. It specifies the maximum number of .ibd files that InnoDB can keep open at one time. The minimum value is 10. The default is 300.

    The file descriptors used for .ibd files are for InnoDB only. They are independent of those specified by the --open-files-limit server option, and do not affect the operation of the table cache.

  • innodb_safe_binlog

    Adds consistency guarantees between the content of InnoDB tables and the binary log. See Section 5.12.3, “The Binary Log”. This variable was removed in MySQL 5.0.3, having been made obsolete by the introduction of XA transaction support.

  • innodb_support_xa

    When set to ON or 1 (the default), this variable enables InnoDB support for two-phase commit in XA transactions. Enabling innodb_support_xa causes an extra disk flush for transaction preparation. If you don't care about using XA, you can disable this variable by setting it to OFF or 0 to reduce the number of disk flushes and get better InnoDB performance. This variable was added in MySQL 5.0.3.

  • innodb_sync_spin_loops

    The number of times a thread waits for an InnoDB mutex to be freed before the thread is suspended. This variable was added in MySQL 5.0.3.

  • innodb_table_locks

    InnoDB honors LOCK TABLES; MySQL does not return from LOCK TABLE .. WRITE until all other threads have released all their locks to the table. The default value is 1, which means that LOCK TABLES causes InnoDB to lock a table internally. In applications using AUTOCOMMIT=1, InnoDB's internal table locks can cause deadlocks. You can set innodb_table_locks=0 in the server option file to remove that problem.

  • innodb_thread_concurrency

    InnoDB tries to keep the number of operating system threads concurrently inside InnoDB less than or equal to the limit given by this variable. If you have performance issues, and SHOW ENGINE INNODB STATUS reveals many threads waiting for semaphores, you may have thread “thrashing” and should try setting this variable lower or higher. If you have a computer with many processors and disks, you can try setting the value higher to make better use of your computer's resources. A recommended value is the sum of the number of processors and disks your system has. greater disables concurrency checking.

    The range of this variable is 0 to 1000. A value of 20 or higher is interpreted as infinite concurrency before MySQL 5.0.19. From 5.0.19 on, 0 is interpreted as infinite. Infinite means that concurrency checking is disabled and the possibly considerable overhead of acquiring and releasing a mutex is avoided.

    The default value has changed several times: 8 before MySQL 5.0.8, 20 (infinite) from 5.0.8 through 5.0.18, 0 (infinite) from 5.0.19 to 5.0.20, and 8 (finite) from 5.0.21 on.

  • innodb_thread_sleep_delay

    How long InnoDB threads sleep before joining the InnoDB queue, in microseconds. The default value is 10,000. A value of 0 disables sleep. This variable was added in MySQL 5.0.3.

  • sync_binlog

    If the value of this variable is positive, the MySQL server synchronizes its binary log to disk (fdatasync()) after every sync_binlog writes to this binary log. Note that there is one write to the binary log per statement if in autocommit mode, and otherwise one write per transaction. The default value is 0 which does no synchronizing to disk. A value of 1 is the safest choice, because in the event of a crash you lose at most one statement/transaction from the binary log; however, it is also the slowest choice (unless the disk has a battery-backed cache, which makes synchronization very fast).

14.2.5. Creating the InnoDB Tablespace

Suppose that you have installed MySQL and have edited your option file so that it contains the necessary InnoDB configuration parameters. Before starting MySQL, you should verify that the directories you have specified for InnoDB data files and log files exist and that the MySQL server has access rights to those directories. InnoDB does not create directories, only files. Check also that you have enough disk space for the data and log files.

It is best to run the MySQL server mysqld from the command prompt when you first start the server with InnoDB enabled, not from the mysqld_safe wrapper or as a Windows service. When you run from a command prompt you see what mysqld prints and what is happening. On Unix, just invoke mysqld. On Windows, use the --console option.

When you start the MySQL server after initially configuring InnoDB in your option file, InnoDB creates your data files and log files, and prints something like this:

InnoDB: The first specified datafile /home/heikki/data/ibdata1
did not exist:
InnoDB: a new database to be created!
InnoDB: Setting file /home/heikki/data/ibdata1 size to 134217728
InnoDB: Database physically writes the file full: wait...
InnoDB: datafile /home/heikki/data/ibdata2 did not exist:
new to be created
InnoDB: Setting file /home/heikki/data/ibdata2 size to 262144000
InnoDB: Database physically writes the file full: wait...
InnoDB: Log file /home/heikki/data/logs/ib_logfile0 did not exist:
new to be created
InnoDB: Setting log file /home/heikki/data/logs/ib_logfile0 size
to 5242880
InnoDB: Log file /home/heikki/data/logs/ib_logfile1 did not exist:
new to be created
InnoDB: Setting log file /home/heikki/data/logs/ib_logfile1 size
to 5242880
InnoDB: Doublewrite buffer not found: creating new
InnoDB: Doublewrite buffer created
InnoDB: Creating foreign key constraint system tables
InnoDB: Foreign key constraint system tables created
InnoDB: Started
mysqld: ready for connections

At this point InnoDB has initialized its tablespace and log files. You can connect to the MySQL server with the usual MySQL client programs like mysql. When you shut down the MySQL server with mysqladmin shutdown, the output is like this:

010321 18:33:34  mysqld: Normal shutdown
010321 18:33:34  mysqld: Shutdown Complete
InnoDB: Starting shutdown...
InnoDB: Shutdown completed

You can look at the data file and log directories and you see the files created there. The log directory also contains a small file named ib_arch_log_0000000000. That file resulted from the database creation, after which InnoDB switched off log archiving. When MySQL is started again, the data files and log files have been created already, so the output is much briefer:

InnoDB: Started
mysqld: ready for connections

If you add the innodb_file_per_table option to my.cnf, InnoDB stores each table in its own .ibd file in the same MySQL database directory where the .frm file is created. See Section 14.2.3.1, “Using Per-Table Tablespaces”.

14.2.5.1. Dealing with InnoDB Initialization Problems

If InnoDB prints an operating system error during a file operation, usually the problem has one of the following causes:

  • You did not create the InnoDB data file directory or the InnoDB log directory.

  • mysqld does not have access rights to create files in those directories.

  • mysqld cannot read the proper my.cnf or my.ini option file, and consequently does not see the options that you specified.

  • The disk is full or a disk quota is exceeded.

  • You have created a subdirectory whose name is equal to a data file that you specified, so the name cannot be used as a filename.

  • There is a syntax error in the innodb_data_home_dir or innodb_data_file_path value.

If something goes wrong when InnoDB attempts to initialize its tablespace or its log files, you should delete all files created by InnoDB. This means all ibdata files and all ib_logfile files. In case you have already created some InnoDB tables, delete the corresponding .frm files for these tables (and any .ibd files if you are using multiple tablespaces) from the MySQL database directories as well. Then you can try the InnoDB database creation again. It is best to start the MySQL server from a command prompt so that you see what is happening.

14.2.6. Creating and Using InnoDB Tables

To create an InnoDB table, specify an ENGINE = InnoDB option in the CREATE TABLE statement:

CREATE TABLE customers (a INT, b CHAR (20), INDEX (a)) ENGINE=InnoDB;

The older term TYPE is supported as a synonym for ENGINE for backward compatibility, but ENGINE is the preferred term and TYPE is deprecated.

The statement creates a table and an index on column a in the InnoDB tablespace that consists of the data files that you specified in my.cnf. In addition, MySQL creates a file customers.frm in the test directory under the MySQL database directory. Internally, InnoDB adds an entry for the table to its own data dictionary. The entry includes the database name. For example, if test is the database in which the customers table is created, the entry is for 'test/customers'. This means you can create a table of the same name customers in some other database, and the table names do not collide inside InnoDB.

You can query the amount of free space in the InnoDB tablespace by issuing a SHOW TABLE STATUS statement for any InnoDB table. The amount of free space in the tablespace appears in the Comment section in the output of SHOW TABLE STATUS. For example:

SHOW TABLE STATUS FROM test LIKE 'customers'

Note that the statistics SHOW displays for InnoDB tables are only approximate. They are used in SQL optimization. Table and index reserved sizes in bytes are accurate, though.

14.2.6.1. How to Use Transactions in InnoDB with Different APIs

By default, each client that connects to the MySQL server begins with autocommit mode enabled, which automatically commits every SQL statement as you execute it. To use multiple-statement transactions, you can switch autocommit off with the SQL statement SET AUTOCOMMIT = 0 and use COMMIT and ROLLBACK to commit or roll back your transaction. If you want to leave autocommit on, you can enclose your transactions within START TRANSACTION and either COMMIT or ROLLBACK. The following example shows two transactions. The first is committed; the second is rolled back.

shell> mysql test

mysql> CREATE TABLE CUSTOMER (A INT, B CHAR (20), INDEX (A))
    -> ENGINE=InnoDB;
Query OK, 0 rows affected (0.00 sec)
mysql> START TRANSACTION;
Query OK, 0 rows affected (0.00 sec)
mysql> INSERT INTO CUSTOMER VALUES (10, 'Heikki');
Query OK, 1 row affected (0.00 sec)
mysql> COMMIT;
Query OK, 0 rows affected (0.00 sec)
mysql> SET AUTOCOMMIT=0;
Query OK, 0 rows affected (0.00 sec)
mysql> INSERT INTO CUSTOMER VALUES (15, 'John');
Query OK, 1 row affected (0.00 sec)
mysql> ROLLBACK;
Query OK, 0 rows affected (0.00 sec)
mysql> SELECT * FROM CUSTOMER;
+------+--------+
| A    | B      |
+------+--------+
|   10 | Heikki |
+------+--------+
1 row in set (0.00 sec)
mysql>

In APIs such as PHP, Perl DBI, JDBC, ODBC, or the standard C call interface of MySQL, you can send transaction control statements such as COMMIT to the MySQL server as strings just like any other SQL statements such as SELECT or INSERT. Some APIs also offer separate special transaction commit and rollback functions or methods.

14.2.6.2. Converting MyISAM Tables to InnoDB

Important: Do not convert MySQL system tables in the mysql database (such as user or host) to the InnoDB type. This is an unsupported operation. The system tables must always be of the MyISAM type.

If you want all your (non-system) tables to be created as InnoDB tables, you can simply add the line default-storage-engine=innodb to the [mysqld] section of your server option file.

InnoDB does not have a special optimization for separate index creation the way the MyISAM storage engine does. Therefore, it does not pay to export and import the table and create indexes afterward. The fastest way to alter a table to InnoDB is to do the inserts directly to an InnoDB table. That is, use ALTER TABLE ... ENGINE=INNODB, or create an empty InnoDB table with identical definitions and insert the rows with INSERT INTO ... SELECT * FROM ....

If you have UNIQUE constraints on secondary keys, you can speed up a table import by turning off the uniqueness checks temporarily during the import operation:

SET UNIQUE_CHECKS=0;
... import operation ...
SET UNIQUE_CHECKS=1;

For big tables, this saves a lot of disk I/O because InnoDB can then use its insert buffer to write secondary index records as a batch. Be certain that the data contains no duplicate keys. UNIQUE_CHECKS allows but does not require storage engines to ignore duplicate keys.

To get better control over the insertion process, it might be good to insert big tables in pieces:

INSERT INTO newtable SELECT * FROM oldtable
   WHERE yourkey > something AND yourkey <= somethingelse;

After all records have been inserted, you can rename the tables.

During the conversion of big tables, you should increase the size of the InnoDB buffer pool to reduce disk I/O. Do not use more than 80% of the physical memory, though. You can also increase the sizes of the InnoDB log files.

Make sure that you do not fill up the tablespace: InnoDB tables require a lot more disk space than MyISAM tables. If an ALTER TABLE operation runs out of space, it starts a rollback, and that can take hours if it is disk-bound. For inserts, InnoDB uses the insert buffer to merge secondary index records to indexes in batches. That saves a lot of disk I/O. For rollback, no such mechanism is used, and the rollback can take 30 times longer than the insertion.

In the case of a runaway rollback, if you do not have valuable data in your database, it may be advisable to kill the database process rather than wait for millions of disk I/O operations to complete. For the complete procedure, see Section 14.2.8.1, “Forcing InnoDB Recovery”.

14.2.6.3. How AUTO_INCREMENT Columns Work in InnoDB

If you specify an AUTO_INCREMENT column for an InnoDB table, the table handle in the InnoDB data dictionary contains a special counter called the auto-increment counter that is used in assigning new values for the column. This counter is stored only in main memory, not on disk.

InnoDB uses the following algorithm to initialize the auto-increment counter for a table T that contains an AUTO_INCREMENT column named ai_col: After a server startup, for the first insert into a table T, InnoDB executes the equivalent of this statement:

SELECT MAX(ai_col) FROM T FOR UPDATE;

InnoDB increments by one the value retrieved by the statement and assigns it to the column and to the auto-increment counter for the table. If the table is empty, InnoDB uses the value 1. If a user invokes a SHOW TABLE STATUS statement that displays output for the table T and the auto-increment counter has not been initialized, InnoDB initializes but does not increment the value and stores it for use by later inserts. Note that this initialization uses a normal exclusive-locking read on the table and the lock lasts to the end of the transaction.

InnoDB follows the same procedure for initializing the auto-increment counter for a freshly created table.

After the auto-increment counter has been initialized, if a user does not explicitly specify a value for an AUTO_INCREMENT column, InnoDB increments the counter by one and assigns the new value to the column. If the user inserts a row that explicitly specifies the column value, and the value is bigger than the current counter value, the counter is set to the specified column value.

You may see gaps in the sequence of values assigned to the AUTO_INCREMENT column if you roll back transactions that have generated numbers using the counter.

If a user specifies NULL or 0 for the AUTO_INCREMENT column in an INSERT, InnoDB treats the row as if the value had not been specified and generates a new value for it.

The behavior of the auto-increment mechanism is not defined if a user assigns a negative value to the column or if the value becomes bigger than the maximum integer that can be stored in the specified integer type.

When accessing the auto-increment counter, InnoDB uses a special table-level AUTO-INC lock that it keeps to the end of the current SQL statement, not to the end of the transaction. The special lock release strategy was introduced to improve concurrency for inserts into a table containing an AUTO_INCREMENT column. Nevertheless, two transactions cannot have the AUTO-INC lock on the same table simultaneously, which can have a performance impact if the AUTO-INC lock is held for a long time. That might be the case for a statement such as INSERT INTO t1 ... SELECT ... FROM t2 that inserts all rows from one table into another.

InnoDB uses the in-memory auto-increment counter as long as he server runs. When the server is stopped and restarted, InnoDB reinitializes the counter for each table for the first INSERT to the table, as described earlier.

Beginning with MySQL 5.0.3, InnoDB supports the AUTO_INCREMENT = N table option in CREATE TABLE and ALTER TABLE statements, to set the initial counter value or alter the current counter value. The effect of this option is canceled by a server restart, for reasons discussed earlier in this section.

14.2.6.4. FOREIGN KEY Constraints

InnoDB also supports foreign key constraints. The syntax for a foreign key constraint definition in InnoDB looks like this:

[CONSTRAINT symbol] FOREIGN KEY [id] (index_col_name, ...)
    REFERENCES tbl_name (index_col_name, ...)
    [ON DELETE {RESTRICT | CASCADE | SET NULL | NO ACTION}]
    [ON UPDATE {RESTRICT | CASCADE | SET NULL | NO ACTION}]

Foreign keys definitions are subject to the following conditions:

  • Both tables must be InnoDB tables and they must not be TEMPORARY tables.

  • In the referencing table, there must be an index where the foreign key columns are listed as the first columns in the same order. Such an index is created on the referencing table automatically if it does not exist.

  • In the referenced table, there must be an index where the referenced columns are listed as the first columns in the same order.

  • Index prefixes on foreign key columns are not supported. One consequence of this is that BLOB and TEXT columns cannot be included in a foreign key, because indexes on those columns must always include a prefix length.

  • If the CONSTRAINT symbol clause is given, the symbol value must be unique in the database. If the clause is not given, InnoDB creates the name automatically.

InnoDB rejects any INSERT or UPDATE operation that attempts to create a foreign key value in a child table if there is no a matching candidate key value in the parent table. The action InnoDB takes for any UPDATE or DELETE operation that attempts to update or delete a candidate key value in the parent table that has some matching rows in the child table is dependent on the referential action specified using ON UPDATE and ON DELETE subclauses of the FOREIGN KEY clause. When the user attempts to delete or update a row from a parent table, and there are one or more matching rows in the child table, InnoDB supports five options regarding the action to be taken:

  • CASCADE: Delete or update the row from the parent table and automatically delete or update the matching rows in the child table. Both ON DELETE CASCADE and ON UPDATE CASCADE are supported. Between two tables, you should not define several ON UPDATE CASCADE clauses that act on the same column in the parent table or in the child table.

  • SET NULL: Delete or update the row from the parent table and set the foreign key column or columns in the child table to NULL. This is valid only if the foreign key columns do not have the NOT NULL qualifier specified. Both ON DELETE SET NULL and ON UPDATE SET NULL clauses are supported.

  • NO ACTION: In standard SQL, NO ACTION means no action in the sense that an attempt to delete or update a primary key value is not allowed to proceed if there is a related foreign key value in the referenced table. InnoDB rejects the delete or update operation for the parent table.

  • RESTRICT: Rejects the delete or update operation for the parent table. NO ACTION and RESTRICT are the same as omitting the ON DELETE or ON UPDATE clause. (Some database systems have deferred checks, and NO ACTION is a deferred check. In MySQL, foreign key constraints are checked immediately, so NO ACTION and RESTRICT are the same.)

  • SET DEFAULT: This action is recognized by the parser, but InnoDB rejects table definitions containing ON DELETE SET DEFAULT or ON UPDATE SET DEFAULT clauses.

Note that InnoDB supports foreign key references within a table. In these cases, “child table records” really refers to dependent records within the same table.

InnoDB requires indexes on foreign keys and referenced keys so that foreign key checks can be fast and not require a table scan. The index on the foreign key is created automatically. This is in contrast to some older versions, in which indexes had to be created explicitly or the creation of foreign key constraints would fail.

Corresponding columns in the foreign key and the referenced key must have similar internal data types inside InnoDB so that they can be compared without a type conversion. The size and sign of integer types must be the same. The length of string types need not be the same. If you specify a SET NULL action, make sure that you have not declared the columns in the child table as NOT NULL.

If MySQL reports an error number 1005 from a CREATE TABLE statement, and the error message refers to errno 150, table creation failed because a foreign key constraint was not correctly formed. Similarly, if an ALTER TABLE fails and it refers to errno 150, that means a foreign key definition would be incorrectly formed for the altered table. You can use SHOW ENGINE INNODB STATUS to display a detailed explanation of the most recent InnoDB foreign key error in the server.

Note: InnoDB does not check foreign key constraints on those foreign key or referenced key values that contain a NULL column.

Note: Currently, triggers are not activated by cascaded foreign key actions.

Deviation from SQL standards: If there are several rows in the parent table that have the same referenced key value, InnoDB acts in foreign key checks as if the other parent rows with the same key value do not exist. For example, if you have defined a RESTRICT type constraint, and there is a child row with several parent rows, InnoDB does not allow the deletion of any of those parent rows.

InnoDB performs cascading operations through a depth-first algorithm, based on records in the indexes corresponding to the foreign key constraints.

Deviation from SQL standards: A FOREIGN KEY constraint that references a non-UNIQUE key is not standard SQL. It is an InnoDB extension to standard SQL.

Deviation from SQL standards: If ON UPDATE CASCADE or ON UPDATE SET NULL recurses to update the same table it has previously updated during the cascade, it acts like RESTRICT. This means that you cannot use self-referential ON UPDATE CASCADE or ON UPDATE SET NULL operations. This is to prevent infinite loops resulting from cascaded updates. A self-referential ON DELETE SET NULL, on the other hand, is possible, as is a self-referential ON DELETE CASCADE. Cascading operations may not be nested more than 15 levels deep.

Deviation from SQL standards: Like MySQL in general, in an SQL statement that inserts, deletes, or updates many rows, InnoDB checks UNIQUE and FOREIGN KEY constraints row-by-row. According to the SQL standard, the default behavior should be deferred checking. That is, constraints are only checked after the entire SQL statement has been processed. Until InnoDB implements deferred constraint checking, some things will be impossible, such as deleting a record that refers to itself via a foreign key.

Here is a simple example that relates parent and child tables through a single-column foreign key:

CREATE TABLE parent (id INT NOT NULL,
                     PRIMARY KEY (id)
) ENGINE=INNODB;
CREATE TABLE child (id INT, parent_id INT,
                    INDEX par_ind (parent_id),
                    FOREIGN KEY (parent_id) REFERENCES parent(id)
                      ON DELETE CASCADE
) ENGINE=INNODB;

A more complex example in which a product_order table has foreign keys for two other tables. One foreign key references a two-column index in the product table. The other references a single-column index in the customer table:

CREATE TABLE product (category INT NOT NULL, id INT NOT NULL,
                      price DECIMAL,
                      PRIMARY KEY(category, id)) ENGINE=INNODB;
CREATE TABLE customer (id INT NOT NULL,
                       PRIMARY KEY (id)) ENGINE=INNODB;
CREATE TABLE product_order (no INT NOT NULL AUTO_INCREMENT,
                            product_category INT NOT NULL,
                            product_id INT NOT NULL,
                            customer_id INT NOT NULL,
                            PRIMARY KEY(no),
                            INDEX (product_category, product_id),
                            FOREIGN KEY (product_category, product_id)
                              REFERENCES product(category, id)
                              ON UPDATE CASCADE ON DELETE RESTRICT,
                            INDEX (customer_id),
                            FOREIGN KEY (customer_id)
                              REFERENCES customer(id)) ENGINE=INNODB;

InnoDB allows you to add a new foreign key constraint to a table by using ALTER TABLE:

ALTER TABLE tbl_name
    ADD [CONSTRAINT symbol] FOREIGN KEY [id] (index_col_name, ...)
    REFERENCES tbl_name (index_col_name, ...)
    [ON DELETE {RESTRICT | CASCADE | SET NULL | NO ACTION}]
    [ON UPDATE {RESTRICT | CASCADE | SET NULL | NO ACTION}]

Remember to create the required indexes first. You can also add a self-referential foreign key constraint to a table using ALTER TABLE.

InnoDB also supports the use of ALTER TABLE to drop foreign keys:

ALTER TABLE tbl_name DROP FOREIGN KEY fk_symbol;

If the FOREIGN KEY clause included a CONSTRAINT name when you created the foreign key, you can refer to that name to drop the foreign key. Otherwise, the fk_symbol value is internally generated by InnoDB when the foreign key is created. To find out the symbol value when you want to drop a foreign key, use the SHOW CREATE TABLE statement. For example:

mysql> SHOW CREATE TABLE ibtest11c\G
*************************** 1. row ***************************
       Table: ibtest11c
Create Table: CREATE TABLE `ibtest11c` (
  `A` int(11) NOT NULL auto_increment,
  `D` int(11) NOT NULL default '0',
  `B` varchar(200) NOT NULL default '',
  `C` varchar(175) default NULL,
  PRIMARY KEY  (`A`,`D`,`B`),
  KEY `B` (`B`,`C`),
  KEY `C` (`C`),
  CONSTRAINT `0_38775` FOREIGN KEY (`A`, `D`)
REFERENCES `ibtest11a` (`A`, `D`)
ON DELETE CASCADE ON UPDATE CASCADE,
  CONSTRAINT `0_38776` FOREIGN KEY (`B`, `C`)
REFERENCES `ibtest11a` (`B`, `C`)
ON DELETE CASCADE ON UPDATE CASCADE
) ENGINE=INNODB CHARSET=latin1
1 row in set (0.01 sec)

mysql> ALTER TABLE ibtest11c DROP FOREIGN KEY `0_38775`;

You cannot add a foreign key and drop a foreign key in separate clauses of a single ALTER TABLE statement. Separate statements are required.

The InnoDB parser allows table and column identifiers in a FOREIGN KEY ... REFERENCES ... clause to be quoted within backticks. (Alternatively, double quotes can be used if the ANSI_QUOTES SQL mode is enabled.) The InnoDB parser also takes into account the setting of the lower_case_table_names system variable.

InnoDB returns a table's foreign key definitions as part of the output of the SHOW CREATE TABLE statement:

SHOW CREATE TABLE tbl_name;

mysqldump also produces correct definitions of tables to the dump file, and does not forget about the foreign keys.

You can also display the foreign key constraints for a table like this:

SHOW TABLE STATUS FROM db_name LIKE 'tbl_name';

The foreign key constraints are listed in the Comment column of the output.

When performing foreign key checks, InnoDB sets shared row-level locks on child or parent records it has to look at. InnoDB checks foreign key constraints immediately; the check is not deferred to transaction commit.

To make it easier to reload dump files for tables that have foreign key relationships, mysqldump automatically includes a statement in the dump output to set FOREIGN_KEY_CHECKS to 0. This avoids problems with tables having to be reloaded in a particular order when the dump is reloaded. It is also possible to set this variable manually:

mysql> SET FOREIGN_KEY_CHECKS = 0;
mysql> SOURCE dump_file_name;
mysql> SET FOREIGN_KEY_CHECKS = 1;

This allows you to import the tables in any order if the dump file contains tables that are not correctly ordered for foreign keys. It also speeds up the import operation. Setting FOREIGN_KEY_CHECKS to 0 can also be useful for ignoring foreign key constraints during LOAD DATA and ALTER TABLE operations. However, even if FOREIGN_KEY_CHECKS=0, InnoDB does not allow the creation of a foreign key constraint where a column references a non-matching column type.

InnoDB does not allow you to drop a table that is referenced by a FOREIGN KEY constraint, unless you do SET FOREIGN_KEY_CHECKS=0. When you drop a table, the constraints that were defined in its create statement are also dropped.

If you re-create a table that was dropped, it must have a definition that conforms to the foreign key constraints referencing it. It must have the right column names and types, and it must have indexes on the referenced keys, as stated earlier. If these are not satisfied, MySQL returns error number 1005 and refers to errno 150 in the error message.

14.2.6.5. InnoDB and MySQL Replication

MySQL replication works for InnoDB tables as it does for MyISAM tables. It is also possible to use replication in a way where the storage engine on the slave is not the same as the original storage engine on the master. For example, you can replicate modifications to an InnoDB table on the master to a MyISAM table on the slave.

To set up a new slave for a master, you have to make a copy of the InnoDB tablespace and the log files, as well as the .frm files of the InnoDB tables, and move the copies to the slave. If the innodb_file_per_table variable is enabled, you must also copy the .ibd files as well. For the proper procedure to do this, see Section 14.2.8, “Backing Up and Recovering an InnoDB Database”.

If you can shut down the master or an existing slave, you can take a cold backup of the InnoDB tablespace and log files and use that to set up a slave. To make a new slave without taking down any server you can also use the non-free (commercial) InnoDB Hot Backup tool.

You cannot set up replication for InnoDB using the LOAD TABLE FROM MASTER statement, which works only for MyISAM tables. There are two possible workarounds:

  • Dump the table on the master and import the dump file into the slave.

  • Use ALTER TABLE tbl_name ENGINE=MyISAM on the master before setting up replication with LOAD TABLE tbl_name FROM MASTER, and then use ALTER TABLE to convert the master table back to InnoDB afterward. However, this should not be done for tables that have foreign key definitions because the definitions will be lost.

Transactions that fail on the master do not affect replication at all. MySQL replication is based on the binary log where MySQL writes SQL statements that modify data. A transaction that fails (for example, because of a foreign key violation, or because it is is rolled back) is not written to the binary log, so it is not sent to slaves. See Section 13.4.1, “START TRANSACTION, COMMIT, and ROLLBACK Syntax”.

14.2.7. Adding and Removing InnoDB Data and Log Files

This section describes what you can do when your InnoDB tablespace runs out of room or when you want to change the size of the log files.

The easiest way to increase the size of the InnoDB tablespace is to configure it from the beginning to be auto-extending. Specify the autoextend attribute for the last data file in the tablespace definition. Then InnoDB increases the size of that file automatically in 8MB increments when it runs out of space. The increment size can be changed by setting the value of the innodb_autoextend_increment system variable, which is measured in MB.

Alternatively, you can increase the size of your tablespace by adding another data file. To do this, you have to shut down the MySQL server, change the tablespace configuration to add a new data file to the end of innodb_data_file_path, and start the server again.

If your last data file was defined with the keyword autoextend, the procedure for reconfiguring the tablespace must take into account the size to which the last data file has grown. Obtain the size of the data file, round it down to the closest multiple of 1024 × 1024 bytes (= 1MB), and specify the rounded size explicitly in innodb_data_file_path. Then you can add another data file. Remember that only the last data file in the innodb_data_file_path can be specified as auto-extending.

As an example, assume that the tablespace has just one auto-extending data file ibdata1:

innodb_data_home_dir =
innodb_data_file_path = /ibdata/ibdata1:10M:autoextend

Suppose that this data file, over time, has grown to 988MB. Here is the configuration line after modifying the original data file to not be auto-extending and adding another auto-extending data file:

innodb_data_home_dir =
innodb_data_file_path = /ibdata/ibdata1:988M;/disk2/ibdata2:50M:autoextend

When you add a new file to the tablespace configuration, make sure that it does not exist. InnoDB will create and initialize the file when you restart the server.

Currently, you cannot remove a data file from the tablespace. To decrease the size of your tablespace, use this procedure:

  1. Use mysqldump to dump all your InnoDB tables.

  2. Stop the server.

  3. Remove all the existing tablespace files.

  4. Configure a new tablespace.

  5. Restart the server.

  6. Import the dump files.

If you want to change the number or the size of your InnoDB log files, use the following instructions. The procedure to use depends on the value of innodb_fast_shutdown:

  • If innodb_fast_shutdown is not set to 2: You must stop the MySQL server and make sure that it shuts down without errors (to ensure that there is no information for outstanding transactions in the logs). Then copy the old log files into a safe place just in case something went wrong in the shutdown and you need them to recover the tablespace. Delete the old log files from the log file directory, edit my.cnf to change the log file configuration, and start the MySQL server again. mysqld sees that no log files exist at startup and tells you that it is creating new ones.

  • If innodb_fast_shutdown is set to 2: You should shut down the server, set innodb_fast_shutdown to 1, and restart the server. The server should be allowed to recover. Then you should shut down the server again and follow the procedure described in the preceding item to change InnoDB log file size. Set innodb_fast_shutdown back to 2 and restart the server.

14.2.8. Backing Up and Recovering an InnoDB Database

The key to safe database management is making regular backups.

InnoDB Hot Backup is an online backup tool you can use to backup your InnoDB database while it is running. InnoDB Hot Backup does not require you to shut down your database and it does not set any locks or disturb your normal database processing. InnoDB Hot Backup is a non-free (commercial) add-on tool with an annual license fee of €390 per computer on which the MySQL server is run. See the InnoDB Hot Backup home page for detailed information and screenshots.

If you are able to shut down your MySQL server, you can make a binary backup that consists of all files used by InnoDB to manage its tables. Use the following procedure:

  1. Shut down your MySQL server and make sure that it shuts down without errors.

  2. Copy all your data files (ibdata files and .ibd files) into a safe place.

  3. Copy all your ib_logfile files to a safe place.

  4. Copy your my.cnf configuration file or files to a safe place.

  5. Copy all the .frm files for your InnoDB tables to a safe place.

Replication works with InnoDB tables, so you can use MySQL replication capabilities to keep a copy of your database at database sites requiring high availability.

In addition to making binary backups as just described, you should also regularly make dumps of your tables with mysqldump. The reason for this is that a binary file might be corrupted without you noticing it. Dumped tables are stored into text files that are human-readable, so spotting table corruption becomes easier. Also, because the format is simpler, the chance for serious data corruption is smaller. mysqldump also has a --single-transaction option that you can use to make a consistent snapshot without locking out other clients.

To be able to recover your InnoDB database to the present from the binary backup just described, you have to run your MySQL server with binary logging turned on. Then you can apply the binary log to the backup database to achieve point-in-time recovery:

mysqlbinlog yourhostname-bin.123 | mysql

To recover from a crash of your MySQL server, the only requirement is to restart it. InnoDB automatically checks the logs and performs a roll-forward of the database to the present. InnoDB automatically rolls back uncommitted transactions that were present at the time of the crash. During recovery, mysqld displays output something like this:

InnoDB: Database was not shut down normally.
InnoDB: Starting recovery from log files...
InnoDB: Starting log scan based on checkpoint at
InnoDB: log sequence number 0 13674004
InnoDB: Doing recovery: scanned up to log sequence number 0 13739520
InnoDB: Doing recovery: scanned up to log sequence number 0 13805056
InnoDB: Doing recovery: scanned up to log sequence number 0 13870592
InnoDB: Doing recovery: scanned up to log sequence number 0 13936128
...
InnoDB: Doing recovery: scanned up to log sequence number 0 20555264
InnoDB: Doing recovery: scanned up to log sequence number 0 20620800
InnoDB: Doing recovery: scanned up to log sequence number 0 20664692
InnoDB: 1 uncommitted transaction(s) which must be rolled back
InnoDB: Starting rollback of uncommitted transactions
InnoDB: Rolling back trx no 16745
InnoDB: Rolling back of trx no 16745 completed
InnoDB: Rollback of uncommitted transactions completed
InnoDB: Starting an apply batch of log records to the database...
InnoDB: Apply batch completed
InnoDB: Started
mysqld: ready for connections

If your database gets corrupted or your disk fails, you have to do the recovery from a backup. In the case of corruption, you should first find a backup that is not corrupted. After restoring the base backup, do the recovery from the binary log files using mysqlbinlog and mysql to restore the changes performed after the backup was made.

In some cases of database corruption it is enough just to dump, drop, and re-create one or a few corrupt tables. You can use the CHECK TABLE SQL statement to check whether a table is corrupt, although CHECK TABLE naturally cannot detect every possible kind of corruption. You can use innodb_tablespace_monitor to check the integrity of the file space management inside the tablespace files.

In some cases, apparent database page corruption is actually due to the operating system corrupting its own file cache, and the data on disk may be okay. It is best first to try restarting your computer. Doing so may eliminate errors that appeared to be database page corruption.

14.2.8.1. Forcing InnoDB Recovery

If there is database page corruption, you may want to dump your tables from the database with SELECT INTO OUTFILE. Usually, most of the data obtained in this way is intact. Even so, the corruption may cause SELECT * FROM tbl_name statements or InnoDB background operations to crash or assert, or even to cause InnoDB roll-forward recovery to crash. However, you can force the InnoDB storage engine to start up while preventing background operations from running, so that you are able to dump your tables. For example, you can add the following line to the [mysqld] section of your option file before restarting the server:

[mysqld]
innodb_force_recovery = 4

The allowable non-zero values for innodb_force_recovery follow. A larger number includes all precautions of smaller numbers. If you are able to dump your tables with an option value of at most 4, then you are relatively safe that only some data on corrupt individual pages is lost. A value of 6 is more drastic because database pages are left in an obsolete state, which in turn may introduce more corruption into B-trees and other database structures.

  • 1 (SRV_FORCE_IGNORE_CORRUPT)

    Let the server run even if it detects a corrupt page. Try to make SELECT * FROM tbl_name jump over corrupt index records and pages, which helps in dumping tables.

  • 2 (SRV_FORCE_NO_BACKGROUND)

    Prevent the main thread from running. If a crash would occur during the purge operation, this recovery value prevents it.

  • 3 (SRV_FORCE_NO_TRX_UNDO)

    Do not run transaction rollbacks after recovery.

  • 4 (SRV_FORCE_NO_IBUF_MERGE)

    Prevent also insert buffer merge operations. If they would cause a crash, do not do them. Do not calculate table statistics.

  • 5 (SRV_FORCE_NO_UNDO_LOG_SCAN)

    Do not look at undo logs when starting the database: InnoDB treats even incomplete transactions as committed.

  • 6 (SRV_FORCE_NO_LOG_REDO)

    Do not do the log roll-forward in connection with recovery.

You can SELECT from tables to dump them, or DROP or CREATE tables even if forced recovery is used. If you know that a given table is causing a crash on rollback, you can drop it. You can also use this to stop a runaway rollback caused by a failing mass import or ALTER TABLE. You can kill the mysqld process and set innodb_force_recovery to 3 to bring the database up without the rollback, then DROP the table that is causing the runaway rollback.